As a financial professional with over a decade of experience and professional certifications, Stacey Penshorn is knowledgeable in compliance, risk management, and investment operations. Her professional achievements involve efforts to identify inefficiencies and streamline company operations.
Between 2009 and 2016, Stacey Penshorn served as a Compliance Analyst at Dimensional Fund Advisors. In this role, she evaluated regulatory and operational compliance policies via internal reviews and testing and recommended improvements to senior management. Ms. Penshorn also oversaw the company’s compliance with Anti-Money Laundering regulations by coordinating audits and maintaining oversight of service providers. Additionally, she created analytical tools to identify harmful or disruptive trading patterns within investment offerings.
Previously, Stacey Penshorn served as an Investment Administrator at AllianceBernstein where she was responsible for implementing and monitoring investment allocations across Separately Managed Account offerings. Between 2006 and 2009, she helped developed proprietary risk and performance reporting systems at Eklektikos Capital Management and served as Operations Manager at WaterStreet Investment Consultants.
Her previously held licenses include Series 7 General Securities Representative, Series 24 General Securities Principal, and Series 65 Licensed Investment Advisor Representative. Ms. Penshorn obtained the Chartered Financial Analyst (CFA) professional designation in 2015.